Resources

A. Vision and Mission statements for investors.

• Vision

Invest with knowledge & safety.

• Mission

Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

B. Details of business transacted by the Research Analyst(RA) with respect to the investors.

• To publish research report based on the research activities of the RA.
• To provide an independent unbiased view on securities.
• To offer unbiased recommendation, disclosing the financial interests in recommended securities.
• To provide research recommendation, based on analysis of publicly available information and known observation.
• To conduct audit annually.

C. Details of services provided to investors (No indicative timelines)

• Onboarding of Clients.
• Disclosure to Clients
  1. To distribute Research reports and recommendations to the clients without discrimination.
• To maintain confidentiality w.r.t publication of the research report until made available in the public domain.

D. Details of grievance redressal mechanism and how to access it

In case of any grievance / complaint, an investor should approach the concerned research analyst and shall ensure that the grievance is resolved within 30 days.

Click here to report any grievance/complaints against Sampadha

If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s SCORES portal which is a centralized web based complaints redressal system. SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint.

Click here to complaint using SBEI SCORES website 

With regard to physical complaints, investors may send their complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.

E. Expectations from the investors (Responsibilities of investors).

• Do’s
  • Always deal with SEBI registered Research Analyst.
  • Ensure that the Research Analyst has a valid registration certificate.
  • Check for SEBI registration number
  • Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link: (https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=14)
  • Always pay attention towards disclosures made in the research reports before investing.
  • Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.
  • Before buying securities or applying in public offer, check for the research recommendation provided by your Research Analyst.
  • Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.
  • Inform SEBI about Research Analyst offering assured or guaranteed returns.
• Don’ts
  • Do not provide funds for investment to the Research Analyst.
  • Don’t fall prey to luring advertisements or market rumours.
  • Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.
  • Do not share login credentials and password of your trading and demat accounts with the Research Analyst.

Data for the month ending – August – 2023

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on last day of month. ^Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month. Trend of monthly disposal of complaints

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on last day of month. Trend of annual disposal of complaints

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on last day of month.

• Views regarding financial market trends, sector analysis, investment techniques, trading strategies are based on current market dynamics, which will fluctuate.
• There is no guarantee that these products or strategies will work under all market conditions or are appropriate for all traders or investors and each trader or investor should evaluate their ability to participate in the products or strategies for the long term, especially during periods of market downturns or high volatile periods or drawdowns in products or strategies.
• Views, outlook and strategies are subject to change without notice.
• Investors / Traders should conduct their own analysis and consult with professional planners prior to making any investment decisions.
• Diversification does not eliminate the risk of experiencing investment loss.
• Past performance is not a guarantee of future results.
• Research process, product strategies are subject to change without any intimation.

Analyst certification:

The following analyst(s), SAMPADHA who is (are) primarily responsible for this report / blog / article / videos / / audio / post and whose name(s) is/are mentioned therein, certify (ies) that the views expressed herein accurately reflect his (their) personal view(s) about the subject security (ies) and issuer(s) and that no part of his (their) compensation was, is or will be directly or indirectly related to the specific recommendation(s) or views contained in this research report.

Investment / Trading Research and Strategy recommendations Disclaimer

• Sampadha Provides services only to qualified investors / traders / participants. This is not an offer to any person / entity in any jurisdiction.
• Investors / Traders / Participants should conduct their own analysis and consult with professional financial planners prior to making any investment / trading decisions.
• Diversification does not eliminate the risk of experiencing investment loss.
• Past performance is not a guarantee of future results.
• Research process, Product strategies are subject to change without any intimation.
• In no event will the research analyst and / or author of the report / blog / article / videos / audio / post and / or research firm, its affiliates or agents, agents, employees, partners, employees will be liable to any one for any decision made or action taken for investment/ trading / strategy.
• The research firm, its affiliates or agents and any other employees of the firm cannot be held responsible for any loss in trading or investment due to any problem in connectivity; failure of system; technical problem in the software or any other reason whatever.
• All the reports / recommendations/ investment or trading calls / strategies / opinions / blog / article / videos / audio / post are advisory in nature and contain the opinions of the research analyst / author/ the research firm / employee which are not to be construed as investment / trading / strategies as advices.
• The research analyst or author or affiliates or agents and other employees of the research firm and its affiliates or agents cannot be held responsible for the accuracy of the information presented herein or for the results of the positions taken based on the opinions expressed in the reports/ views from the research firm.
• All the views / investment or trading recommendations / investment or trading strategies / calls / opinions / blog / article / videos / audio / post are based on the information, and subjectivity of the research analyst, which are believed to be accurate and no assurance can be given for the accuracy of this information.
• There is risk of loss in investing / trading in securities / derivatives / capital markets especially in cash market and derivatives (futures and options) of all asset classes.
• The research analyst or author or research firm or affiliates or agents or other employees of the research firm and its affiliates or agents cannot be held responsible for any losses in investing / trading or strategies.
• You should be aware of all the risks associated with futures and options trading in derivatives and other financial products. The value and return on investment may vary because of changes in market risks, counterpart risk, concentration risk, liquidity risk, inflation risk, interest rates, currency risks, socio political risk, and foreign flows / exchange rates risk and / or legal or regulatory risk or any other reason.
• We take no responsibility for any loss made in trades / investments on any instruments / securities / financial products through us.
• Futures and options (derivatives); futures on margin carries a high level of risk, and may not be suitable for all investors / traders / market participants. The high degree of leverage can work against the market participant or investor or trader.
• Before deciding to trade / invest in Derivatives (futures and options) you should carefully consider your risk profile, financial situation, investment objectives, level of knowledge, level of experience, holding period horizon and risk tolerance and risk appetite.
• The possibility exists that you could sustain a loss of some or all of your initial investments and losses at times may extend much beyond your initial invested amounts and therefore you should not invest money that you cannot afford to lose.
• Trading especially in cash market and derivatives of all asset classes involve substantial risk. The valuation of the underlying may fluctuate, and as a result, clients may lose their entire original investment and at times even more than the initial investment.
• In no event should the content of this research recommendations / advise / reports / recommendations/ investment or trading strategies / calls / opinions / blog / article / videos / audio / post can be construed as an express or an implied promise, guarantee or implication by, or from, the research firm that you will profit or that losses can, or will be, limited in any manner whatsoever.
• The information provided in this report / opinions / blog / article / videos / audio / post is intended solely for informative purposes and is obtained from sources believed to be reliable.
• Past performance is not necessarily a guide to future performance. Forward-looking statements are not predictions and may be subject to change without notice. Actual results may differ materially from those set forth in projections.
• Information is in no way guaranteed. No guarantee of any kind is implied or possible where projections of future conditions are attempted.
• We do offer only research services and do not offer any sort of investment advisory or portfolio management services. The advice, recommendations and reports are only for information purposes and not to be construed as investment advice.
• The advice, recommendations and reports are only for information purposes and not to be construed as investment advice.
• Investments and trading in securities or capital or financial market are subject to market risks, read all the related documents carefully before investing. 

Report Disclaimer:

• SAMPADHA is registered as a research analyst with SEBI (Registration No INH200008006). The information and views presented in this report are prepared by SAMPADHA and are subject to change without any notice.
• This report is based on information obtained from public sources, the respective corporate under coverage and sources believed to be reliable, but no independent verification has been made nor is its accuracy or completeness guaranteed.
• The report and information contained herein is strictly confidential and meant solely for the selected recipient and may not be altered in any way, transmitted to, copied or distributed, in part or in whole, to any other person or to the media or reproduced in any form, without prior written consent of SAMPADHA.
• While we would endeavour to update the information herein on a reasonable basis, but SAMPADHA or affiliates or agents or employees is (are) under no obligation to update or keep the information current. Also, there may be regulatory, compliance or other reasons that may prevent SAMPADHA from doing so.
• This report and information herein is solely for informational purpose and shall not be used or considered as an offer document or solicitation of offer to buy or sell or subscribe for securities or other financial instruments.
• Though disseminated to all the customers simultaneously, not all customers may receive this report at the same time.
• SAMPADHA will not treat recipients as customers by virtue of their receiving this report.
• Nothing in this report constitutes investment or trading, legal, accounting and tax advice or a representation that any investment or trading strategy is suitable or appropriate to your specific circumstances.
• This material is for personal information and we are not responsible for any loss incurred based upon it.
• The investments or trades or strategies discussed or recommended in this report may not be suitable for all investors.
• Investors or traders or participants must make their own investment decisions based on their specific investment objectives and financial position and using such independent advice, as they believe if necessary.
• Investors are advised to see Risk Disclosure Document to understand the risks associated before investing or trading in the securities or financial or capital markets.
• Customer / Prospects having any query/feedback/ clarification may write to service@sampadha.com
• In case of grievances for any of the services rendered by Sampadha write to compliance@sampadha.com

DISCLOSURES

• SAMPADHA often may have or suggested or recommended multi day and multi directional stocks or index positions in any segment based on their independent market view, which may or may not be consistent with the view given in the reports.
• SAMPADHA encourages independence in research report preparation and strives to minimize conflict in preparation of research report.
• SAMPADHA, Research Analyst(s) have tie up with brokers, authorized persons, technology platforms, aggregators and may receive remuneration / fees / subscription charges / amount from the above said entities / service providers. However, these amounts are not based on any single or specific brokerage service or transactions value with above entities / service providers
• SAMPADHA prohibits its analysts, persons reporting to analysts and their relatives from maintaining a financial interest in the securities or derivatives of any companies that the analysts cover or recommend.
• SAMPADHA or its associates or agents or employees collectively or Research Analysts do not own 1% or more of the equity securities of the Company mentioned in the, report as of the last day of the month preceding the publication of the research report.
• Sampadha or its associates or agents or employees have not received any compensation from the subject company (ies) in the past twelve months
• SAMPADHA or associates or agents or employees or have not managed or co-managed public offering of securities for the subject company or might have been mandated by the subject company for any other assignment in the past twelve months.
• SAMPADHA or its analysts did not receive any compensation or other benefits from the companies mentioned in the report or third party in connection with preparation of the research report and have no financial interest in the subject company mentioned in this report.
• Accordingly, neither SAMPADHA nor Research Analysts have any material conflict of interest at the time of publication of this report.
• SAMPADHA Research Analyst or its employees or associates or agents, did not serve as an officer, employee of the companies mentioned in the report.
• SAMPADHA may have issued other reports or investment / trading / strategy research recommendations or blogs / articles / posts / opinions / videos / audios that are inconsistent with and reach different conclusion from the information presented in this report.
• Neither the SAMPADHA nor Research Analysts or employees or associates or agents have been engaged in market making activity for the companies mentioned in the report.
• We submit that no material disciplinary action has been taken on SAMPADHA or Research Analysts or employees or associates or agents by any Regulatory Authority impacting Equity Research Analyst activities.

Sampadha is a SEBI Registered Research Analyst Firm. Sampadha suggests certain investment and trading strategies, products, services to sophisticated investors and traders, and the same strategies, products, services may not be available to most other investors and traders. This portal is a resource for our patrons other than our subscribers such as an industry participants, researchers, students, etc. Sampadha believes it is useful for all patrons to have a precise and detailed relevant information.

Under no circumstances, any of the information displayed, discussed, presented on this portal be inferred or interpreted as an offer to sell or solicit of any offer to purchase or sell any asset or securities or other investments. Sampadha research strategies or products or services or materials relating to assets or securities or other investments are not available to all general investing and trading public.

Information that Sampadha Collects

Personal Information

When you visit Sampadha Website, we may collect personal information about you, such as your name, email address, mobile number and address, as well as any other information that you may provide us.

Non-personal Information

Sampadha may also collect the following non-personal information about your visit(s):

• IP address and domain name used.
• The type of browser and operating system used to visit Sampadha; and
• The date, time, number of times, where you come from and duration for which you have visited our portal.

How Sampadha uses the collected information

• To respond to your queries and requests.
• To keep you posted and update about Sampadha.
• To convey and communicate with you about our relationship.
• To improve portal and the services provided to you.
• For internal and external security purposes.
• As permitted by law

Sampadha shall share your information in limited circumstances only

• Sampadha shall your information with its employees, agents, business associates, or third party service providers who need such information for performing their jobs, including to respond to your queries and requests.
• We may share your information with regulatory agencies or third parties for the purpose of responding to legal requests or complying with legal requirements.
• Finally, we may share your information while investigating potential fraud or any other reasons permitted by law or regulatory requirements.

Links to Third-Party Services or other websites

If a link to other website or third-party site is included on our portal and if you click on it, you may be taken to a website or portal that Sampadha does not control.  Hence, this Policy or disclaimer or disclosures, does not apply to the privacy practices of that portal or website. Please read carefully and understand, the privacy policy of other websites carefully.  We shall not be responsible for these third-party sites.

To view Sampadha content, you must agree to the following terms and conditions, terms of use and privacy policies.

I / We confirm to Sampadha and agree that:

• I am entering and browsing this portal only to gather general information regarding Sampadha and not for any other purposes
• I understand that strategies, products and services of Sampadha are not available to the general public
• I understand that this portal does not contain the information that I would need to consider for investment and trading strategies, products and services, and that such information is only available for a very limited group of institutions or persons or to its subscribers meeting Sampadha’s criteria
• I understand that when Sampadha makes third party reports or information available, Sampadha may have not verified the reports or statements or information made by them, and the presentation may omit some key points
• The content constitutes the Sampadha intellectual property or its licensors and that I shall not copy or reproduce (directly or indirectly), post, redistribute, create derivative works, publish, modify, display, recast the content, in whole or in part, to any other parties, or otherwise make any commercial use of the information without the prior consent of Sampadha
• Sampadha may or may not notify and is not obliged to inform any changes in this policy. Please check Sampadha portal periodically for updates on policy changes.
• By registering and clicking “Agree”, I certify that I have read, understand and agree to the Disclaimer, Terms of Use and Privacy Policy

SEBI Investor Charter

SEBI Investment Adviser Investor Charter

Mandate policy

Mandates allow you to schedule automatic payments of subscriptions

You can set up an e-Mandate in two simple steps:
1. Register an e-Mandate on Console using your net banking or debit card credentials
2. Schedule transactions to automatically transfer funds

e-Mandate registration usually takes up to 7 working days, in contrast to physical mandates which take about a month.
You can register an e-Mandate with the bank which supports NACH e-Mandates.

You will be directed to the mandate approval gateway.
You can choose to authorize the transaction using net banking or debit card.

A token amount (Re. 1 or Rs. 2, depending on your bank) may be debited from your account for authentication.
Your mandate registration will be verified in the next few days after which you can schedule transactions.

Once your mandate is registered, you will need to create a Schedule by specifying the amount, account credit date, frequency and transaction name as shown above.
The ‘Name’ will be posted as a narration on your bank statement to help you identify the transaction.
The money is debited from your bank account one working day before the account credit date.

You can choose any ‘Frequency’ (weekly, monthly, alternate months, quarterly, or yearly). The transactions will be automatically scheduled as per the selected frequency.
There is a cost to NACH e-Mandates and will be charged as per the bank

Returns Policy

1. All services purchased on Sampadha website are eligible for refund within 5days from the date of payment and before start of your service.
2. If a service opted by you or purchased by you is not what you were expecting before the start of your service, you can place a request for cancellation of service within 5days from the date of payment.
3. To be eligible for a refund, your cancellation request should be raised through mail within 5 days from the date of payment and before the start of your service.
4. Cancellation request placed after the start of service or beyond 5 days from the date of purchase are not eligible for refunds.
5. In order to claim a refund for the service, please email your request from the mail id used at the time of registration along with a copy of cancelled cheque to service@sampadha.com
6. Mail id raising the request for cancellation, mobile number, name and name on the cheque or bank account should match our records for a speedy process
7. Our customer care team will look into the issue and revert back within 3 working days.
8. After receiving the request our team will verify, approve and process the refund with 7 working days from the date of receipt mail of cancellation.

Refund method

1. After receiving the service cancellation request from the mail id which is registered for the service, we shall verify the bank details with the cancelled cheque and shall process the refund.
2. Our customer care team will look into the issue and revert back within 3 working days.
3. Mail id raising the request for cancellation, mobile number, name and name on the cheque or bank account should match our records for a speedy process
4. If the details of mail or mobile number or bank details does not match, we shall not be able to process the request unless the correct details are provided.
5. No refunds would be given if the wrong mail id or mobile number or bank account are provided.
6. We will communicate the status of your refund after the inspection.
7. We will refund the amount within 7 working days to the bank account provided.
8. So total duration of approx. 10 working days would be taken to process the complete refund transaction (3 days for verification and 7 days for bank credit)

Cancellation Policy

1. For Cancellations mail to be placed to service@sampadha.com.
2. Please quote Order ID in all communications.
3. It is advised that cancellation request is sent from the subscribed or registered email id.
4. Cancellation requests can be raised at any time within 5days from the date of payment.
5. Following deductions will be made under Refund Process
   1. Cancellation charges: 1% of order or transaction value
   2. Online Transaction Charges: 2% of total payment made.
   3. GST paid during purchase will not be refunded.

SEBI Portfolio Managers Investor Charter

SEBI Stock Brokers Investor Charter